Regional Head of Compliance and Legal
Alpha Access Limited · Hong Kong
ApplyJob Description
Role and Responsibilities • Lead and oversee cross-border compliance teams, providing integrated compliance support across a broad range of businesses, including IPO sponsorship, M&A, block trades, placements, leveraged financing, equity derivatives, corporate derivatives and FICC-related products; • Act as a key compliance advisor to business and management teams on regulatory requirements, transaction conduct, internal controls and risk mitigation measures across the full transaction lifecycle;
Alpha Access Limited
Hong Kong
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