Director, Senior Compliance Manager & Chief Compliance Officer, Japan

Job Description

The Japan Chief Compliance Officer plays an integral role in the AP Compliance team to ensure AllianzGI’s operating entity in Japan comply with the relevant local regulations and global policies of AllianzGI. What you do • Manage the Compliance team in Japan. • Create and maintain local regulatory manuals and procedures to ensure AllianzGI’s compliance with applicable local laws/regulations. • Implement global compliance framework and policies in Japan, and work with regional/global compliance teams as needed. • Design and execute local compliance program in Japan, covering business advisory, Code of Ethics monitoring, compliance training and testing. • Monitor and interpret regulatory changes and provide advice on business implementation. • Maintain strong business relationship and partnership with the Head of Japan and business stakeholders. Provide practical compliance/regulatory advice on business projects and initiatives. • Prepare and present (regularly and ad hoc, as needed) compliance reports to the board, senior management and local committees. • Manage regulatory examinations applicable to AllianzGI in Japan. • Support legal and corporate secretarial work on an ad-hoc basis, e.g., legal contract review with external counsel support. • Identify opportunities for automation and process optimization within compliance operations and work closely with IT business enablement team and other internal stakeholders to manage the required implementation. Show More