Senior Distribution Business Compliance Officer

Job Description

You will be part of a team to drive and implement the risk management and compliance requirements for Group Agency & Financial Advisors and their representatives, by effectively supporting the business units in their duty to comply with relevant laws and regulations. Review and update processes and guidelines in relation to public prospecting and marketing / recruitment materialsCommunicate and reinforce the awareness of the guidelines in relation to public prospecting and marketing / recruitment materialsShare relevant guidelines and issues with Financial Representatives through training materials, onsite visits, cluster meetings, and other agency platformsReview and approve Agency Identify Collaterals, Agency Group Name / Logo, Agency Group Website and Agency Group SignageEnsure the Marketing and Recruitment Marketing Materials approval process is adhered to within the SOPReview social media content posted by Financial Representatives, to identify non-compliance with the guidelinesExplore tools and methods to streamline and enhance the monitoring mechanismsTake accountability in considering business and regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the CompanyHighlight any potential concerns / risks and proactively share best risk management practices.Diploma / Bachelor’s DegreeAt least 1-2 years’ of experience in compliance or risk management in the financial services industry would be desirableKnowledge of the insurance sector will be an added advantageSelf-starter and proactiveCommitted and able to interact well with various stakeholdersHigh level of integrity, takes accountability of work and good attitude over teamworkTakes initiative to improve current state of things and adaptable to embrace new changes Show More