Senior Compliance Executive

Job Description

We are looking for a Senior Executive with an eye for detail but able to work efficiently to assist in all regulatory compliance matters. Candidate should have experience in the space of financial crime prevention, as well as with the Securities and Futures Act. Experience in handling regulators would be helpful. The team is responsible for establishing and maintaining appropriate second-line governance and reporting arrangements for financial crime and compliance matters. This includes supporting existing business activities as well as the implementation of new businesses, and assisting in identifying and addressing AML, compliance and regulatory risks. The team also works closely with other departments across the organisation to support the effective management of compliance risks and ensure that appropriate processes and controls are in place. Show More