Regulatory Compliance Manager (Licensing & Policy)

Job Description

We are representing a Global Quantitative Digital Asset firm seeking a Regulatory Compliance Specialist to manage their Hong Kong regulatory framework. This is a "pure-play" regulatory role focusing on the maintenance of the firm’s licensed status, responding to regulatory changes, and ensuring the corporate structure remains compliant with the SFC. This role does NOT involve AML/KYC operations or trade surveillance. Key Responsibilities • Licensing Management: Act as the lead for all SFC licensing matters (Type 1, 7, and VASP), including notifications, the "Fit and Proper" status of ROs/MICs, and new license applications as the firm expands. • Regulatory Interpretation: Analyze and interpret new circulars, consultation papers, and legislative changes from the SFC and HKMA, translating them into actionable internal policies. • Policy Governance: Maintain and update the firm’s Compliance Manuals and Internal Control Frameworks to reflect the 2026 digital asset regulatory environment. • Regulatory Liaison: Serve as a primary point of contact for the SFC regarding routine inquiries, reporting obligations, and regulatory examinations. • Advisory: Provide regulatory guidance on corporate structuring, cross-border marketing rules, and the implementation of the Stablecoin Ordinance. Show More