Compliance and Operational Risk Manager

Job Description

Department: Compliance & Operational Risk Reporting to: Head of Compliance - Asia (CFD) ROLE AND RESPONSIBILITIES As a key member of the Compliance and Operational Risk team for the Singapore Office, the Compliance & Risk Manager has a pivotal role in driving compliance & risk initiatives across the SG business. This involves supporting the sustainability of CMC Markets Singapore while promoting and protecting the reputation, assets, and effectiveness of the business through the outstanding delivery of compliance and risk services and advice. The role involves regularly undertaking compliance and operational risk tasks, reviewing policies and procedures, and reporting to various regulators. This role is crucial to the continued improvement of compliance and operational risk systems for all areas of CMC Markets Singapore, ensuring compliance with all internal and external regulatory requirements in the process. The Compliance and Ops Risk Manager will be responsible for ensuring that the Company operates in a legal and ethical manner by adhering to all relevant laws and regulations, will have a strong understanding of industry-specific regulations and be able to develop and implement compliance programs to ensure that the Company meets all necessary requirements. Show More