Compliance Risk Oversight & Regulatory Co-ordination
HKEX · Hong Kong
ApplyJob Description
We are seeking a Vice President/Assistant Vice President to join our Compliance Risk Oversight & Regulatory Co-ordination team under Group Compliance. The successful candidate will be responsible for running the compliance risk oversight program to manage regulatory reviews, conduct risk-based reviews over compliance with Compliance Policies and other internal policies as requested, facilitate regulatory commitments tracking, and support projects related to Compliance operations, tools, and controls enhancements.
HKEX
N/A
Employees
N/A
Founded
Hong Kong Exchanges and Clearing Limited operates a range of equity, commodity, fixed income and currency markets through its wholly owned subsidiaries The Stock Exchange of Hong Kong Limited (SEHK), Hong Kong Futures Exchange Limited (HKFE) and London Metal Exchange (LME).
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