Manager, Compliance & Risk Advisory

Job Description

Your Role • Provide proactive compliance advisory support to business stakeholders on regulatory requirements under the Insurance Authority (IA), including GL-3 (Guideline on AML/CFT) and other relevant Hong Kong regulations. • Serve as the primary liaison with the Insurance Authority (IA) on all regulatory compliance matters. • Monitor, review, and interpret regulatory updates, guidelines, and circulars issued by the IA and other relevant authorities. • Partner with control functions (e.g., Legal, Risk, Compliance) to ensure the insurance agency business adheres to all applicable regulatory requirements. • Ensure ongoing compliance for existing insurance products and support new business initiatives in line with regulatory expectations. • Support the development, implementation, and enhancement of enterprise and operational risk management frameworks. • Identify, assess, and monitor key risks, including: Regulatory risk, Operational risk, Conduct risk, Technology risk • Provide compliance advice on new product launches, business initiatives, and digital healthcare services. • Assist with regulatory inspections, inquiries, submissions, and reporting obligations. • Conduct compliance risk assessments, control reviews, and ongoing monitoring activities. • Support incident management processes, including investigations and remediation tracking. • Design and deliver compliance training and awareness programs for business teams. • Provide advisory and training support on Hong Kong regulations, including Trade Descriptions Ordinance (TDO), Personal Data (Privacy) Ordinance (PDPO), Prevention of Bribery Ordinance • Collaborate with key internal stakeholders, including Legal, Audit, Operations, and Technology teams. • Participate in and/or lead risk and compliance projects, regulatory change initiatives, and process improvement activities. Show More