APAC Compliance Control Room – 6-month contractor

Job Description

Reference 26000DJK Responsibilities This is a 6-month contract (agency-temp) role. Role Purpose • Support the APAC Control Room framework to ensure effective management of conflicts of interest, information barriers, and compliance risks in line with internal standards and regulatory requirements. Also responsible for safeguarding confidential information flows and mitigating reputational risk. Key Responsibilities • Perform and document conflict checks; communicate outcomes to business teams. • Maintain Watch, Restricted and Insider Lists; provide research clearance. • Manage wall crossing processes and enforce information barriers. • Oversee personal account dealing (PAD) approvals and related controls. • Support policy updates, training, and management reporting. • Identify, record and escalate breaches and incidents. • Contribute to process improvements and regional/global initiatives. Show More