Compliance VP – Global Securities

Ashford Benjamin · Hong Kong

Job Description

We are currently working with a securities brokerage with decent global presence that is keen to hire a compliance professional to join their team. You will be responsible end to end compliance, including nut not limited to regulatory compliance, core compliance and financial crime compliance work, establishing and implementing compliance policies, procedure and framework, working closely with global teams on regulatory issues, liaising with regulators and providing compliance training to the business.

Ashford Benjamin

Hong Kong

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Compliance VP – Global Securities

Job Description

Ashford Benjamin

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