Associate - OPC & TAC Coordination Officer

BNP Paribas · Hong Kong

Job Description

Position Purpose The Chief Conduct and Control Office (“GM CCCO”) is a transversal team within Global Markets (“GM”) that is responsible for overseeing the main risks and controls, while ensuring the integrity and the sustainable development in GM’s portfolio of activities. GM CCCO has a global mandate across all platforms, with teams located in Americas, EMEA and APAC. Within The CCCO Department, The GM Operational Permanent Control & TAC/NAC[1] Coordination Team (“GM OPC”) Serves As Subject Matter Expert On The Front Office (‘FO’) Supervision Structure, Operational Risks’ Assessment, Controls And Governance. Sitting With The Business And Acting As The First Line Of Defense (“1LOD”), GM OPC Partners Closely With FO Senior Management, COO, Compliance, IT & Operations And Other Control Functions To Strengthen GM Operational Processes. In Particular, GM OPC In APAC Is Aiming To Deliver • Protection: continuous advisory to FO as well as ad-hoc awareness & training sessions dedicated to 1LoD • Prevention & Risk Assessment: assessment, monitoring of the front-to-end control plan as well as definition of risk mitigation’s action plan in collaboration with the support functions • Supervision: Governance structure with regular supervision forums with heads of business lines • TAC/NAC refers to “exceptional Transaction Approval Committee / New Activity Committee”

BNP Paribas

Hong Kong

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Associate - OPC & TAC Coordination Officer

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