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Trading/Investment Compliance - Hedge Fund

Ashford Benjamin · Hong Kong

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Job Description

We have been mandated with multiple compliance advisory positions covering APAC trading and investment activities at Hedge Funds based in Hong Kong. In the role of a Compliance Advisor, you will be responsible for providing comprehensive compliance coverage to trading activities (Equities/ Fixed Income) across the APAC region. Your key responsibilities will include overseeing the APAC compliance program, offering guidance on regulatory updates, managing pre and post trade control, compliance incidents and breaches, reviewing new business and product initiatives, and implementing pertinent compliance policies and procedures.

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Ashford Benjamin

Hong Kong

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