Regulatory Compliance – Vice President

Job Description

We are seeking an experienced compliance professional to join a leading financial institution in Hong Kong as a Vice President in Regulatory Compliance. This role offers the opportunity to provide expert oversight and drive a data-led approach to ensure the organisation operates in line with legal, regulatory and ethical standards. Key Responsibilities: • Identify, assess, and monitor compliance risks across business activities, processes, and systems. • Investigate potential market abuse, including insider dealing, unlawful disclosure, market manipulation, or anti-competitive conduct. • Conduct investigations of compliance breaches and oversee corrective and preventative actions. • Implement and maintain compliance policies aligned with regulatory requirements and international best practices. • Collaborate with business, legal, and risk management teams to ensure a comprehensive approach to compliance. • Oversee anti-money laundering, counter-terrorist financing, and other financial crime risk controls. • Advise senior stakeholders on regulatory and compliance matters and guide strategy and operational improvements. • Lead or mentor team members where applicable, ensuring development, accountability, and high performance. Show More