Global Markets Advisory Compliance Officer
Societe Generale · Hong Kong
Apply nowJob Description
Reference 26000BUF Responsibilities This is a 6-month contract (agency-temp) role. The contractor would be responsible to assist with ad-hoc projects to review the adequacy of controls and governance vis a vis regulations and exchange rules for APAC markets, with a focus on order and execution management, market integrity and short sell. The controls review includes notably pre-trade controls for Principal business, pre-trade controls for Agency business, and Post trade surveillance controls.
Societe Generale
Hong Kong
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