Global Markets Advisory Compliance Officer
Societe Generale · Hong Kong
ApplyJob Description
Reference 26000BUF Responsibilities This is a 6-month contract (agency-temp) role. The contractor would be responsible to assist with ad-hoc projects to review the adequacy of controls and governance vis a vis regulations and exchange rules for APAC markets, with a focus on order and execution management, market integrity and short sell. The controls review includes notably pre-trade controls for Principal business, pre-trade controls for Agency business, and Post trade surveillance controls.
Societe Generale
N/A
Employees
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Founded
Société Générale S.A., colloquially known in English-speaking countries as SocGen, is a French multinational universal bank and financial services company founded in 1864. It is registered in downtown Paris and headquartered nearby in La Défense.
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