Team Head, Regulatory Compliance & Corporate Oversight

Job Description

job scope. • Provide strategic leadership and oversight across all non-financial crime compliance domains, ensuring robust governance frameworks aligned with regulatory expectations and corporate standards. • Act as the principal advisor to senior management on regulatory compliance, market conduct, product governance, distribution practices, and data privacy matters. • Lead, develop, and continuously enhance the firm’s regulatory compliance framework, including policies, procedures, and internal controls, to ensure ongoing adherence to applicable laws and regulations. • Oversee product compliance across the full lifecycle, ensuring new and existing offerings meet regulatory requirements and uphold fair customer outcomes. • Drive market conduct excellence by embedding customer-centric practices and monitoring adherence to conduct risk standards across all business lines. • Ensure effective implementation and maintenance of data privacy and protection frameworks in line with local and international regulatory requirements. • Provide oversight of distribution compliance, ensuring all channels operate within regulatory boundaries and maintain appropriate licensing, disclosures, and advisory standards. • Engage proactively with regulators, industry bodies, and internal stakeholders, managing inspections, inquiries, and regulatory change initiatives with professionalism and credibility. • Lead and mentor a high-performing compliance team, fostering a culture of integrity, accountability, and continuous improvement. • Collaborate cross-functionally with Legal, Risk, Product, and Business Units to embed compliance considerations into strategic and operational decision-making. • Monitor regulatory developments and assess their impact on the organization, driving timely implementation of required changes. • Prepare and present clear, insightful compliance reporting to senior management and Board-level committees. requirements. • Extensive experience in regulatory compliance within the insurance sector, with demonstrable leadership exposure. • Deep expertise across regulatory compliance, product governance, market conduct, data privacy, and distribution compliance. • Strong understanding of regional regulatory frameworks (e.g., HKIA or equivalent) and evolving compliance landscapes. • Proven ability to engage with regulators and senior stakeholders with confidence and authority. • Strategic thinker with strong execution capabilities and a hands-on leadership approach. • Excellent communication, stakeholder management, and team leadership skills. Show More