Senior Compliance Associate

Job Description

Overview As a Senior Compliance Officer based in our Hong Kong office, you’ll help ensure trading activity in Hong Kong complies with local regulations as well as provide support for trading in other APAC markets. You will collaborate closely with Traders, Technology, and Operations, providing timely guidance and support trade monitoring. What You’ll Do • Develop and oversee programs and systems to ensure compliance with market rules, regulations and internal policies across Susquehanna's APAC trading businesses • Review trading systems, development and testing of systems and controls. • Support trading activity from the point trades are executed through post trade analysis to verify that the firm is meeting all of its regulatory requirements. • Provide training and guidance on financial markets and products, trading strategies (e.g. short selling). • Liaising with technology teams to contribute to design, development and documentation of compliance and risk specific IT applications. • Development of compliance monitoring to ensure trading systems operation and behaviour are working as expected. • Working collaboratively with colleagues in our Asia Pacific, USA and Europe locations, in support of all relevant strategic business initiatives. • Liaise with regulators and exchanges (primarily Hong Kong). • Develop and maintain strong relationships with industry stakeholders to stay abreast of key regulatory changes and best practices in surveillance and review. Show More